ASTM D3999-11

1.1 These test methods cover the determination of the modulus and damping properties of soils in either intact or reconstituted states by either load or stroke controlled cyclic triaxial techniques. The standard is focused on determining these properties for soils in hydrostatically consolidated, undrained conditions.

1.2 The cyclic triaxial properties of initially saturated or unsaturated soil specimens are evaluated relative to a number of factors including: strain level, density, number of cycles, material type, and effective stress.

1.3 These test methods are applicable to both fine-grained and coarse-grained soils as defined by the unified soil classification system or by Classification D2487. Test specimens may be intact or reconstituted by compaction in the laboratory.

1.4 Two test methods are provided for using a cyclic loader to determine the secant Young's modulus (E) and damping coefficient (D) for a soil specimen. The first test method (A) permits the determination of E and D using a constant load apparatus. The second test method (B) permits the determination of E and D using a constant stroke apparatus. The test methods are as follows:

1.4.1 Test Method A - This test method requires the application of a constant cyclic load to the test specimen. It is used for determining the secant Young's modulus and damping coefficient under a constant load condition.

1.4.2 Test Method B - This test method requires the application of a constant cyclic deformation to the test specimen. It is used for determining the secant Young's modulus and damping coefficient under a constant stroke condition.

1.5 The development of relationships to aid in interpreting and evaluating test results are left to the engineer or office requesting the test.

1.6 Limitations - There are certain limitations inherent in using cyclic triaxial tests to simulate the stress and strain conditions of a soil element in the field during an earthquake, with several summarized in the following sections. With due consideration for the factors affecting test results, carefully conducted cyclic triaxial tests can provide data on the cyclic behavior of soils with a degree of accuracy adequate for meaningful evaluations of modulus and damping coefficient below a shearing strain level of 0.5 %.

1.6.1 Nonuniform stress conditions within the test specimen are imposed by the specimen end platens.

1.6.2 A 90° change in the direction of the major principal stress occurs during the two halves of the loading cycle on isotropically confined specimens.

1.6.3 The maximum cyclic axial stress that can be applied to a saturated specimen is controlled by the stress conditions at the end of confining stress application and the pore-water pressures generated during undrained compression. For an isotropically confined specimen tested in cyclic compression, the maximum cyclic axial stress that can be applied to the specimen is equal to the effective confining pressure. Since cohesionless soils cannot resist tension, cyclic axial stresses greater than this value tend to lift the top platen from the soil specimen. Also, as the pore-water pressure increases during tests performed on isotropically confined specimens, the effective confining pressure is reduced, contributing to the tendency of the specimen to neck during the extension portion of the load cycle, invalidating test results beyond that point.

1.6.4 While it is advised that the best possible intact specimens be obtained for cyclic testing, it is sometimes necessary to reconstitute soil specimens. It has been shown that different methods of reconstituting specimens to the same density may result in significantly different cyclic behavior. Also, intact specimens will almost always be stronger and stiffer than reconstituted specimens of the same density.

1.6.5 The interaction between the specimen, membrane, and confining fluid has an influence on cyclic behavior. Membrane compliance effects cannot be readily accounted for in the test procedure or in interpretation of test results. Changes in pore-water pressure can cause changes in membrane penetration in specimens of cohesionless soils. These changes can significantly influence the test results.

1.7 The values stated in either SI units or inch-pound units [presented in brackets] are to be regarded separately as standard. The values stated in each system may not be exact equivalents; therefore, each system shall be used independently of the other. Combining values from the two systems may result in non-conformance with the standard. Reporting of test results in units other than SI shall not be regarded as nonconformance with this test method.

1.8 All observed and calculated values shall conform to the guide for significant digits and rounding established in Practice D6026. The procedures in Practice D6026 that are used to specify how data are collected, recorded, and calculated are regarded as the industry standard. In addition, they are representative of the significant digits that should generally be retained. The procedures do not consider material variation, purpose for obtaining the data, special purpose studies, or any considerations for the objectives of the user. Increasing or reducing the significant digits of reported data to be commensurate with these considerations is common practice. Consideration of the significant digits to be used in analysis methods for engineering design is beyond the scope of this standard.

1.8.1 The method used to specify how data are collected, calculated, or recorded in this standard is not directly related to the accuracy to which the data can be applied in design or other uses, or both. How one applies the results obtained using this standard is beyond its scope.

1.9 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety and health practices and determine the applicability of regulatory limitations prior to use.